Securities & Capital Markets

At the forefront of Vietnam’s rapidly evolving financial & capital markets, we advise and assist financial institutions, securities companies, fund managers, listed companies and unlisted companies to raise funds through primary and secondary issues of securities. The Securities & Capital Markets Practice is closely linked to our Banking & Finance Practice.

Types of services:

• Compliance advice on regulatory matters for listed companies
• Initial public offerings by companies in Vietnam
• Advice on listings of companies in Ho Chi Minh City Stock Exchange (HOSE) and Hanoi Stock Exchange (HNX)
• Due diligence and issuance of legal opinions in respect of Vietnamese laws for international offerings
• Equitisation (privatisation) & reorganization
• Corporate restructuring
• Equity-related fund raisings such as rights issues, private placements & convertible securities
• Investment fund formation and fund-related work including structuring, pre-launch activities, and listing